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ETHICS - Standard III: Duties to Clients
ETHICS - Standard III: Duties to Clients

ETHICS - Standard III: Duties to Clients

15 min
Report
Standard III emphasizes the fiduciary responsibility investment professionals owe to their clients. It outlines duties such as loyalty, prudence, and care; ensuring fair dealing; preserving confidentiality; and providing suitable, objective advice. This standard reinforces that clients’ interests must always come first.

ETHICS - Standard III: Duties to Clients

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